Compliance Officer

Abbasi & Company Private Limited (ACPL) is a notable financial brokerage firm located in Lahore District, Pakistan. ACPL is a TREC Holder of Pakistan Stock Exchange Limited and a Universal Member of Pakistan Mercantile Exchange Limited. With a senior management team with extensive experience in the financial brokerage industry, ACPL has been at the forefront of retail financial brokerage since its incorporation in 1999. The company is regulated by the Securities and Exchange Commission of Pakistan (SECP) and specializes in customized individual and corporate portfolios, equity execution, commodities futures, and currency futures trading. ACPL strives to provide clients with high-quality service, reduce risk, and generate healthy returns.

Role Description:

This is a full-time on-site role for a Compliance Officer at Abbasi & Company Private Limited. The Compliance Officer will be responsible for overseeing compliance management and regulatory compliance, utilizing analytical skills to assess and mitigate risks, and ensuring effective communication regarding compliance matters. The role will also involve working closely with the finance team and other departments to maintain compliance standards.

Qualifications:

  • Compliance Management and Regulatory Compliance skills
  • Strong analytical skills
  • Excellent communication skills
  • Finance background or knowledge
  • Relevant experience in compliance or related field
  • Attention to detail and ability to work independently
  • Bachelor’s degree in Finance, Business Administration, or related field

Key Requirements:

  • In-depth Knowledge of Regulatory Framework: You should have a strong understanding of the financial industry’s regulatory landscape, including but not limited to SECP regulations and anti-money laundering (AML) standards.
  • Experience: At least three years of experience in a compliance role within the financial services industry. Experience with brokerage firms will be considered an advantage.
  • Skills: Excellent analytical skills, attention to detail, and the ability to work independently.

To Apply:

Please send your resume and a cover letter to info@abbasiandcompany.com with the subject line “Application for Compliance Officer Position.”

Join us in shaping the future of the financial industry while upholding the highest standards of compliance and integrity.

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